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Compliance Analyst
Location:
London
Description:
Compliance Analyst Job Purpose: To assist the Compliance Officer in carrying out the Compliance Monitoring Plan including the monitoring of the Quality Assurance framework, supporting delivery of reports to intra-group teams and to the Citynet Management Team, and to create MI and support the accurate and timely delivery of regulatory returns. This role sits within the PIB Group 1st Line of Defence and will help drive improved customer outcomes. The ideal candidate will be enthusiastic, self-motivated and a good team player. Key Responsibilities: Work with the Compliance Officer and Group 2Lo D to synthesise the meaning of regulatory rules and guidance, PIB Group policy developments, and their impact on Citynet Support the delivery of the monthly local horizon scanning process Support the establishment and maintenance of effective systems and controls in relation to legal / regulatory requirements and risk, specifically around the Consumer Duty requirement to deliver good customer outcomes, and Training and Competency; Support the delivery of monthly Compliance presentations to the Citynet management team Working with the business to ensure timely delivery of annual product reviews and preparation of data packs required for reviews as part of PIBs Product Oversight & Governance framework; Complete and return Product Information Exchange (PIE) requests from insurers and underwriting agents that act as product manufacturers; Logging policy / procedural breaches, data security / data protection breaches, and complaints Support the delivery and maintenance of the Compliance led training on PIB group policies and local processes to support staff training and competency standards, and CPD hours accrual for staff Manage the delivery of compliance monitoring as per the Compliance Monitoring Plan, in particular: Gift and hospitality, Quality Assurance (claims, broking & underwriting), Sanctions Monitoring, Financial Promotions Quality Assurance (QA)Undertake Line 1 operational. Visit ListedBuy for more information.
Company:
Citynet
Posted:
April 23 on ListedBuy
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More About this Listing: Compliance Analyst
Compliance Analyst is a Insurance Jobs Analyst Job at Citynet located in United States. Find other listings like Compliance Analyst by searching Oodle for Insurance Jobs Analyst Jobs.
Compliance Analyst is a Insurance Jobs Analyst Job at Citynet located in United States. Find other listings like Compliance Analyst by searching Oodle for Insurance Jobs Analyst Jobs.